Securities Industry Institute (SII)



Students

Our student body is made of rising leaders from a variety of functions across the industry with varying degrees of experience and seniority. Our students have an average of 17 years experience in the financial services industry.

2017 Student Profile (by function)   2017 Student Profile (by title)

 

Operations
Technology Services 
Client/Relationship Management
Wealth Management
Accounting/Finance
Product Development and Support 
Branch Management
Sales
Business Development
Risk Management
Compliance/Regulation
Marketing
Regional Management
Other*
13%
11%
8%
6%
6%
4%
5%
6%
2%
4%
3%
2%
2%
22%
Senior
Vice President
Director
C-Level
Manager
Other
37%
29%
22%
3%
7%
2%

*Other contains less than 2% in the following areas: asset management, audit, government relations, HR, employee relations and training, legal, platform development, sales technology, trading, servicing technology, retirement planning, financial advisors, alternative investments, portfolio management, PR and communications, research and more.



Who Should Attend SII?

Nominees that..

  • Have been identified as current or future leaders of their organization
  • Excel in his/her area of expertise (HR, Sales, Admin, Trading Operations, etc.)
  • Are a new addition to a firm and in a leadership role
  • Are leaders of staff functions who can benefit from exposure to industry issues

"I was a graduate of the Securities Industry Institute… and that three-year program changed my life. It gave me a sense of excitement and it broadened my horizons about what the industry was all about."

- John Taft, CEO, RBC Wealth Management

"You bring this great stew of people together and watch them interact and engage and everyone learns in that kind of environment... You make incredible friendships over the years and not just networking and business relationships, but great friendships."

- Joseph Sullivan, CEO, Legg Mason, Inc.

"The exposure to industry experts and talented, globally accredited faculty is unparalleled."

- SII Attendee

"The leadership topics provided tools and techniques that can easily be applied in any environment."

- SII Attendee

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Questions

We're here to help [email protected]
212.313.1108

Sponsorship contact:
Tamara Tondu, 212.313.1240

SII 2018

March 4 to March 9, 2018 
The Wharton School of the University of Pennsylvania
Philadelphia, PA

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