Certificate

Participants who graduate from the three-consecutive year program will earn a SIFMA / Wharton Certificate from the Securities Industry Institute. Certificates are recognized by leading firms in the securities industry and exemplify the participant's demonstrated abilities and commitment to higher learning in industry and investment knowledge, as well as leadership development.

Upon completion of the program, participants:

• Are equipped with current strategies and developments in finance, marketing, compliance, management and technology for their present responsibilities at their organization.
• Are able to manage more effectively through various leadership techniques.
• Gain an understanding of existing and future trends in global and U.S. capital markets, regulatory initiatives and investment vehicles.

CE Credits

SIFMA is pleased to work with the following respected industry organizations to offer Continuing Education (CE) Credits for many courses within our curriculum.

Certified Financial Planners® (CFP): SIFMA submits the entire SII program to the CFP Board of Standards for review. If you are seeking CFP credit for appropriate sessions, you must sign the evaluation cards distributed in class, attesting to your attendance.
CE Credits available for SII 2017

Continuing Legal Education (CLE):

SIFMA has been certified by the New York State Continuing legal Education board as an Accredited Provider of continuing legal education in the State of New York. Those seeking CLE credit for appropriate sessions MUST sign the evaluation cards distributed in class, attesting to your attendance. This record will be maintained by SIFMA and submitted to the New York State CLE Board where applicable.