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Board and Officers

SIFMA’s Board of Directors manages the business and affairs of the Association. Board members are either the chief executive officer of a SIFMA member firm, or a designee of such chief executive officer. All Board members have the authority to represent the views of their firms and are elected on a staggered basis by the SIFMA membership.

Officers

	Chair: Timothy C. Scheve President & CEO Janney Montgomery Scott
	Chair-Elect: Lisa Kidd Hunt Executive Vice President International Services and Special Business Development Charles Schwab & Co., Inc.
	Vice-Chair: James R. Allen Chairman & CEO Hilliard Lyons
	Treasurer: James Wallin Senior Vice President Fixed Income AB
	Kenneth E. Bentsen, Jr. President and CEO SIFMA

2017 Board at Large

James R. Allen, Chairman & CEO, Hilliard Lyons
Kevin Bailey, Global Head of Regulatory Affairs, Citi
Dan Arnold, President, LPL Financial
Barry Bausano, CEO & President, Deutsche Bank Securities, Chairman, Hedge Funds Deutsche Bank AG
Kenneth E. Bentsen, Jr., President and CEO, SIFMA
Curt Bradbury, Jr., Chief Operating Officer, Stephens Inc.
Valerie G. Brown, Executive Chairman, Advisor Group, Inc.
William C. Caccamise, General Counsel, Global Banking and Markets, and International, Bank of America Merrill Lynch
Daniel B. Coleman, CEO, KCG
Michael Crowl, Group Managing Director and General Counsel for UBS Group Americas and UBS Wealth Management Americas (WMA), UBS AG
Lisa Dolly, Chief Executive Officer, Pershing, a BNY Mellon company
John Ettelson, President & Chief Executive Officer, William Blair
David Findlay, President and CEO, Nomura Holdings America Inc.
Kim Tillotson Fleming, Chairman and Chief Executive Officer, Hefren-Tillotson, Inc.
Robert W. Hawley, Jr., Managing Director, Deputy Head of CIB Americas, Business Head of Global Markets, Americas, BNP Paribas
Tim Hockey, President and CEO, TD Ameritrade
Lisa Kidd Hunt, Executive Vice President, International Services and Special Business Development, Charles Schwab & Co., Inc.
Jim Kerr, CEO, D.A. Davidson
James B. Kelligrew, Jr., Vice Chairman/Co-Head Wholesale Banking, U.S. Bancorp
Andrew Komaroff, Chief Operating Officer, Neuberger Berman Group LLC
Ronald J. Kruszewski, Chairman and Chief Executive Officer, Stifel Financial Corp.
Gerard McGraw, Chief Financial Officer, Fidelity Management & Research, LLC
Brand Meyer, Senior Managing Director, Wells Fargo Advisors, LLC
Sandra O'Connor, Chief Regulatory Affairs Officer, JPMorgan Chase & Co.
David Ornstein, Managing Director, Markets, Barclays
Edward Pick, Global Head of Sales and Trading, Morgan Stanley
Paul E. Purcell, Chairman & Chief Executive Officer, Robert W. Baird & Co. Incorporated
Paul Reilly, Chief Executive Officer, Raymond James Financial
John F. W. Rogers, Executive Vice President, Chief of Staff and Secretary to the Board, Goldman, Sachs & Co.
Thierry Roland, CEO of Global Banking & Markets, Americas, HSBC
Timothy C. Scheve, President and Chief Executive Officer, Janney Montgomery Scott LLC
Ursula Schliessler, Chief Administrative Officer, Legg Mason Global Asset Management
Suzanne Shank, Chairwoman and CEO, Siebert Cisneros Shank & Co., LLC
Paul Stevelman, Head of US, NatWest Markets
Joseph E. Sweeney, President, Advice & Wealth Management, Products and Services Delivery, Ameriprise Financial, Inc.
James A. Tricarico, Jr., Chief Legal Officer, Principal, Edward Jones
John Adams Vaccaro, Chief Executive Officer, Westport Resources Investment Services, Inc. and Managing Director, Westport Resources, a division of United Capital
James Wallin, Senior Vice President, AB
Lewis H. Wirshba, Vice Chairman and Managing Director, Credit Suisse Holdings (USA)
Gary Wunderlich, Chief Executive Officer, Wunderlich Securities, Inc.
W. Rufus Yates, Senior Executive Vice President, Financial Services Manager, BB&T Corp. and President & CEO, BB&T Securities

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Board and Officers

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2017 Board at Large

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2017 Board at Large

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Join SIFMA

Key Issues

Advertise With Us

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SIFMA SmartBrief

Antitrust Compliance Booklet

Affinity Programs

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Connect with SIFMA

Market Data

Featured

State Capital Markets Database

Volunteer to Invest It Forward

2016: The Year in Review

GFMA

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