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Model Sophisticated Municipal Market Professional Affirmation

SIFMA Developed the Model SMMP Affirmation for Institutional Customers. This new affirmation is necessary in light of Municipal Securities Rulemaking Board (MSRB) rule changes which were approved by the SEC in December 2014 and which become effective December 7, 2015.

Antitrust Compliance Booklet

Booklet to help SIFMA members understand the requirements of antitrust laws and minimize the risk of antitrust concerns in connection with SIFMA-sponsored activities.

Handshake - Agreement - Broker Protocol - 218

Model Asset-Level Disclosure Click-Through Agreement

This is the revised model language for agreements related to the dissemination of asset level data for RMBS

Order Routing Disclosure Template

This template for the minimum disclosure of order routing and execution quality information could be provided to institutional investor clients of broker-dealers.

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Agency Lending Disclosure (ALD)

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Auction Rate Securities (ARS)

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Broker Protocol

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Corporate Credit and Money Markets

View the Corporate Credit and Money Markets standard forms and documentation library.

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Cross Product

View the Cross Product standard forms and documentation library.

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Fails Charge Trading

Treasury and Agency Security Fails Charge Trading Practices.

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Global

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Government Securities

View the Government Securities standard forms and documentation library.

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Government Sponsored Enterprises (GSEs)

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Legal Opinions

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MRA, GMRA, MSLA, and MSFTAs

View the Master Repurchase Agreement (MRA), Global Master Repurchase Agreement (GMRA), Master Securities Loan Agreement (MSLA) and Master Securities Forward Transaction Agreement (MSFTA) standard forms and documentation library.