2:00pm – 6:20pm
3:15pm – 3:20pm
Participants
James R. Allen
Speaker
3:20pm – 4:20pm
On the imposition of regulation by prudential agencies on the capital markets, its restrictions and its relationship to markets regulators.
Participants
Lisa Kidd Hunt, J. Christopher Giancarlo, Dan Gallagher, Keith A. Noreika, Craig Phillips
Moderator
Speakers
4:20pm – 5:00pm
Participants
Penny Pennington
Speaker
5:00pm – 5:30pm
Participants
Kenneth E. Bentsen, Jr., Senator Tim Scott
Moderator
Speaker
5:30pm – 6:00pm
Participants
Kenneth E. Bentsen, Jr., Dawn DeBerry Stump
Moderator
Speaker
6:00pm – 6:00pm
Participants
Kenneth E. Bentsen, Jr.
Speaker
6:30pm – 9:00pm
Sponsored By: Broadridge Financial Solutions, Fidelity Clearing & Custody Solutions, and Google Cloud
7:30am – 4:45pm
7:30am – 8:30am
Co-Sponsored By: Mediant Communications LLC and Proofpoint
8:00am – 8:30am
A fireside chat with the Chair and Chair-Elect of SIFMA’s Board of Directors
Participants
Kenneth E. Bentsen, Jr., James R. Allen, Joseph E. Sweeney
Moderator
Speakers
8:30am – 9:00am
Participants
Jay Clayton
Speaker
9:00am – 9:30am
Participants
John C. Williams
Speaker
9:30am – 10:00am
Participants
David Westin, Dr. Mark Mobius
Moderator
Speaker
10:00am – 10:50am
On building financial futures with client experience and investor protection.
Participants
Scott Smith, Kevin Alm, Lisa Kidd Hunt, Matthew P. O’Connor, Joseph E. Sweeney
Moderator
Speakers
10:50am – 11:20am
Sponsored By: Google Cloud
11:20am – 12:20pm
Financial institutions are forming strategic partnerships to better protect investors and markets, manage risk and produce results for our clients. How are world-leading organizations leveraging innovation and technology at scale? Find out where you can build meaningful partnerships and produce real benefits for the industry at-large and the clients we serve.
Participants
Thomas F. Price, Russ Kole, Jim Neve, Chris Perry, Tom Westhoff
Moderator
Panelists
In just ten years, seniors aged 65 and over will make up 18% of the U.S. population; it is vital we protect them from financial exploitation and the dangers of cognitive decline. In a truly personal discussion with those partnering to advance the cause, see the impact of new FINRA rules and state laws plus gain insights on potential federal legislative developments.
Participants
Lisa Bleier, Lori Delagrammatikas, Judith Kozlowski, Ronald Long, Gerri Walsh
Moderator
Panelists
Sustainability is a global imperative with initiatives spawning around the globe. Where can asset managers find return as they meet the demand for sustainable investment products?
Participants
Timothy W. Cameron, Victor van Hoorn, Elisabeth Ottawa, Antonia Perry, Martin Spolc
Moderator
Panelists
12:50pm – 1:35pm
On running a business in tumultuous times – and with an inverted yield curve.
Participants
Ben White, James Reynolds, Jr., Michael Durbin, Charlotte McLaughlin, Craig Messinger
Moderator
Speakers
1:45pm – 2:45pm
The transition from the London Interbank Offered Rate (LIBOR) to the Secured Overnight Financing Rate (SOFR) and other alternative interest rate benchmarks is well underway, but much work lies ahead for the industry to implement a successful reference rate change by the end of 2021. With 800 days remaining before LIBOR’s potential end, walk through an implementation checklist and discuss obstacles and remedies to the transition.
Participants
Chris Killian, David Bowman, Wells Engledow, Thomas Wipf
Moderator
Panelists
Cyber continues to be the number one risk facing financial services. What is the current threat environment for our sector and how can we defend against it? Discuss extreme but possible scenarios like data destruction and learn the best practices being used to combat them.
Participants
Andy Ozment, John P. Carlin, David Lacquement (MG, U.S. Army Ret.), Katheryn Rosen
Moderator
Panelists
Financial technology is changing how we interact with the markets, service providers, regulators and customers. Fast forward through the next decade: how will fintech have transformed the products, services and business models of financial institutions?
Participants
Annette Nazareth, Sadia Halim, Brian Murrow, Andres Wolberg-Stok, Haimera Workie
Moderator
Panelists
2:45pm – 3:15pm
3:15pm – 4:00pm
A fireside chat from both sides of the aisle.
Participants
Kenneth E. Bentsen, Jr., U.S. Representative Josh Gottheimer, U.S. Representative Tom Reed
Moderator
Speakers
4:00pm – 4:45pm
Trade policy, Brexit, the 2020 elections, global recession risk… With uncertainty as the only common market theme, how do you navigate the global landscape? Piece together the outlook for capital markets with expert insights on the economy, Washington environment, financial services industry and investment opportunities.
Participants
Guy Moszkowski, Christian Bolu, Brian Gardner, Katherine E. Nixon, Dana Peterson
Moderator
Panelists
4:45pm – 4:45pm