Prudential Regulation Conference | Washington, DC | June 19

Planning for SIFMA’s Third Annual Fintech Conference, scheduled for September 25, 2019 in SIFMA’s Conference Center, New York City, we invite you to participate as a Supporting Sponsor. The event promises to attract senior industry executive and technology leaders from SIFMA members and partners for an event which will explore how Fintech and emerging technologies can reshape the securities industry.

Join innovators and industry leaders at the SIFMA Fintech Conference, who will discuss emerging technologies and how existing regulatory frameworks can accommodate these new developments. Experts will discuss how transformative technologies are moving beyond the lab and the risk and compliance considerations that need to be addressed to ensure successful implementation.

Panelists and speakers will explore key areas where Fintech is transforming the securities industry, including:

  • Machine Learning and AI
  • Smart Contracts
  • Changing Regulatory Approaches to FinTech
  • Risk management and oversight of new technologies
 

SIFMA FINTECH 2018 Attendee Profile

 

C-Suite – 7%
Managing Director and Senior Executive – 38%
Vice President and Director –46%
General Counsel – 6%
Regulator –3%

 

Available Sponsorship Opportunities

Platinum Sponsorship Opportunities
$15,000 – SIFMA Member Rate  |  $18,000 – Non-Member Rate
Includes: Three (3) Complimentary Conference Registrations

Networking Reception – AVAILABLE

The Networking Reception offers a sponsoring firm an opportunity for participants to come together and catch up on the day’s event, networking with colleagues, clients and new prospects in an enjoyable atmosphere. The reception is hosted in the sponsor showcase area.

Gold Sponsorship Opportunities
$12,000 – SIFMA Member Rate  |  $15,000 – Non-Member Rate
Includes: Two (2) Complimentary Conference Registrations

Continental Breakfast – AVAILABLE

Continental Breakfast, an opportunity offering prominent brand recognition, serving a variety of breakfast selections, set in the sponsor showcase area, allowing for one-on-one conversations with industry colleagues, clients and new prospects.

Networking Lunch – SOLD

ComplySci

Silver Sponsorship Opportunities
$8,000 – SIFMA Member Rate  |  $10,000 – Non-Member Rate
Includes: One (1) Complimentary Conference Registration

Networking Refreshments

Networking Refreshments Break is an opportunity offering prominent brand recognition, serving a variety of healthy snacks as well as hot and cold beverages, set in the sponsor showcase area, allowing for one-on-one conversations with industry colleagues, clients and new prospects.

_______ Morning SOLD Orion

_______ Afternoon AVAILABLE

Attendee Lanyard – SOLD

ComplyAdvantage

Re-Charge Zone – AVAILABLE

Co-Branded as a Proud Supporter of SIFMA, The Charging Station is set in the Sponsor Showcase area offering participants the option to charge their personal devices while attending sessions or networking throughout the event.

Digital e-Guide & Wi-Fi – SOLD

Theta Lake

Conference Contributor

ComplyAdvantage

Get maximum value, broaden your reach & propel your brand
Applicable for all sponsor

Pre-Conference Benefits

  • Exposure to more than 250 influencers and decision makers registered for the Conference with prominent placement of logo and firm profile listed on the Conference website at www.sifma.org/fintech
  • Prominent placement on SIFMA’s email marketing campaigns to more than 8,500 targeted decision-makers.
  • Preliminary mailing lists of 2019 Fintech conference registrants. List sent (3) weeks in advance of the Conference.**

Day of Conference Benefits

  • Table Top Exhibit for the duration of the event, as well as two (2) table personnel registrations.
  • Complimentary conference registration(s), including access to all functions
  • Prominent recognition during the sponsored function (if applicable), withlogo displayed on dedicated print or digital signage that is strategically placed in areas including registration, general session slides, a sponsor recognition video loop and more.
  • Company logo and description listed on the FintechConference website.

Post-Conference Benefits

  • Finallist of all Fintech Conference registrants (name, title, firm and postal address only.) List is sent at the conclusion of the Fintech Conference.*
  • Listing company name, placement of logo and firm profile on SIFMA’s Fintech Conference website, following the Conference for an additional three (3) months.
  • Logo placement on all post-event email campaigns, including attendee survey as well as content roundup, sent to all participants as well as 8,500 influencers and decision makers.

Participating Firms – SIFMA FinTech 2018

 

Accenture LLP
Accern
AllianceBernstein L.P.
Ameriprise Financial, Inc.
Arria NLG
Bank of America Merrill Lynch
Barclays
BlackRock
Bloomberg L.P.
BMO Harris Bank
BNP Paribas
BNP Paribas Securities Corp.
BNY Mellon
Bottomline Technologies
Bressler, Amery & Ross, P.C.
Broadridge Financial Solutions, Inc.
Capital One, N.A.
Charles Schwab & Co., Inc.
Charles Schwab Corporation
Citi
Citigroup Inc.
Clifford Chance US LLP
Commerz Markets LLC
Computershare Inc.
Continental Advisor LLC
Credit Suisse Group AG
Davis Polk & Wardwell LLP
Deloitte
Deloitte & Touche LLP
Deloitte Advisory
Delta Data
Depository Trust & Clearing Corporation (DTCC)
DLA Piper LLP (US)
DoubleLine Capital LP
DTCC
E*Trade
E*TRADE Financial Corp.
Edward D. Jones & Co., L.P.
Ernst & Young LLP
Federal Deposit Insurance Corporation (FDIC)
Federal Reserve Bank of New York
Fidelity Capital Markets
Fidessa Corporation
Financial Industry Regulatory Authority Inc (FINRA)

 

Financial Information, Inc.
French Treasury
FTN Financial
Funding Circle
Futures Industry Association
Global Financial Markets Association (GFMA)
GlobeTax
Goldman Sachs & Co. LLC
Goldman Sachs Group, Inc.
Greenberg Traurig, LLP
Greenwich Associates, LLC
HSBC Securities (USA) Inc.
IBM Corp
IBM Global Business Services
International Fund Services (NA) LLC, a State Street Company
J.P. Morgan Securities LLC
JPMorgan Chase & Co.
L. Hennessey Associates
Liquidnet, Inc.
LPL Financial Holdings Inc.
Macquarie Group
Manhattan College
MarketAxess Corporation
MarketAxess Holdings Inc.
McDermott Will & Emery LLP
Mediant
Merrill Lynch Professional Clearing Corp.
Merrill Lynch Wealth Management
Milbank, Tweed, Hadley & McCloy LLP
Millennium Management LLC
Mizuho
Mizuho Bank, Ltd.
Mizuho Securities USA LLC
Moody’s Analytics
Morgan Stanley
Morgan Stanley & Co. LLC
Morgan, Lewis & Bockius LLP
NASDAQ
Natixis North America LLC
NatWest Markets Securities Inc.
Navigant Consulting, Inc.
Nomura Holding America Inc.
NRI

 

Office of the Comptroller of the Currency (OCC)
Oppenheimer & Co. Inc.
PCAOB
Perkins Coie, LLP
Piper Jaffray & Co.
Polsinelli PC
PricewaterhouseCoopers Limited
Promontory, an IBM Company
Prudential Financial, Inc.
PwC
Raymond James & Associates, Inc.
RBC Capital Markets, LLC
RBC Wealth Management
Robert W. Baird & Co. Incorporated
RobustWealth
RSM US LLP
Seal Software Limited
SIFMA
Societe Generale Corporate & Investment Banking
SpeedRoute LLC
State Street Bank and Trust Company
State Street Corporation
Stephens Inc.
Stroock & Stroock & Lavan LLP
SunTrust Robinson Humphrey, Inc.
SWIFT
Symbiont
Talisys
Tata Consultancy Services
TD Ameritrade, Inc.
The World Bank
Thomson Reuters
Total Bank Solutions, LLC
Tradeweb LLC
U.S. Department of the Treasury
US Securities and Exchange Commission (SEC)
USAA Financial Advisors, Inc.
Vanguard
Vanguard Group, Inc.
Wells Fargo & Company
Wells Fargo Clearing Services, LLC
Wells Fargo Securities, LLC