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Key Issues

2017 Industry Testing Schedule ›

Industry Basics

How is the U.S. Financial Industry Regulated?

The financial regulatory system has federal, state, and private institutions. Generally, federal regulators deal with national issues and state regulators operate in their jurisdictions.

Industry Glossary

Know the terms.
Understand the industry.

View The Full Glossary ›

Market Data

Featured

State Capital Markets Database

View and download data from SIFMA’s interactive database, including top municipal, corporate and equity issuers, securities industry employment and more.
- View State Capital Markets Database ›
Volunteer to Invest It Forward

From in-school visits to field trip hosting, financial professionals nationwide are committing their time and talent to Invest It Forward.
- INVEST IT FORWARD THANKS OUR 2017 VOLUNTEERs ›
2016: The Year in Review

Learn about the work of more than 10,000 professionals from our 500 member firms who participate in 100 committees and countless working groups to advocate in support of effective and resilient capital markets.
- VIEW SIFMA'S YEAR IN REVIEW ›