Dodd-Frank Committees

SIFMA's Dodd-Frank Rulemaking Oversight Coordinating Committee (ROCC) is tasked with coordinating SIFMA's efforts related to the Dodd-Frank rulemaking process on behalf of member firms.

• OTC Derivatives Committees ›
• Resolution Authority and Living Wills Committee ›
• Section 913 Implementation Working Group ›
• Securitization Steering Committee ›
• Systemic Risk and Prudential Standards Committee ›

• View All Dodd-Frank Committees  ›

Asset Management Group

SIFMA's Asset Management Group (AMG) is the voice for the buy-side of the securities industry.

• Asset Management Group (AMG) ›
• Asset Managers Forum (AMF) ›

Capital Markets Group

SIFMA's Capital Markets Group promotes liquid and efficient markets so businesses have a place to raise the capital they need to grow and expand.

• Corporate Credit Markets ›
• Equity Markets ›
• Retail Fixed-Income ›
• Municipal Securities Division ›
• Rates Division ›

• View All Capital Markets Group  ›

Enterprise

The Enterprise committees help our member firms do business efficiently, honestly, and fairly.

• Regulatory Capital, Margin and Accounting Division ›

Federal Government Relations

Our Federal Government Relations committees are the bridge between our member firms' business groups and Capitol Hill.

• Cross-Border Policy and Advocacy ›
• Government Representatives Committee ›
• Retirement and Savings ›
• Taxation and Tax Compliance ›

State Government Relations

SIFMA’s State Government Relations team monitors and engages on legislative and regulatory developments in all 50 states, as well as certain local governments.

• State Government Relations ›
• State Tax Committee ›
• State and Local Business Relationships ›
• State Regulation and Legislation Committee ›

Office of the General Counsel

SIFMA's Office of the General Counsel represents legal experts who focus on legislative, regulatory, and compliance issues affecting our industry.

• General Counsels Committee ›
• Compliance and Regulatory Policy Committee ›
• Litigation Advisory Committee ›
• Arbitration Committee ›
• Anti-Money Laundering and Financial Crimes Committee ›

• View All Office of the General Counsel  ›

Private Client Group

SIFMA's Private Client Group is composed of private wealth management professionals who are dedicated to providing personalized investment advice to retail investors.

• Private Client Committees ›

Operations and Technology Division

SIFMA's Operations and Technology committees coordinate to ensure our member firms' systems efficiently support business and mitigate risk.

• Operations, Technology and BCP ›

Member Engagement

SIFMA’s Member Engagement manages relationships though member outreach, conferences and events, and SIFMA’s educational and professional development programs.

• Diversity and Inclusion Committee ›

Global Financial Markets Association

• Global FX Committee ›